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A Behavioral Approach to Investing

Using Scientifically Engineered Models

The Importance of "Suitability"

Each year the Securities & Exchange Commission (SEC) Rule 3a-4 requires SEM to request certain financial information from any client accounts we manage. In previous years SEM has mailed a 1 page form for clients to complete, sign, and return. This information is important for the management of your account,

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